We undertake selection exercises for systems, third party administrators, custodians, etc

We review operating models both in theory and in practice

We can identify or review functional requirements both in connection with systems and operating models

We undertake FCA and PRA style compliance reviews

We have been involved with FCA skilled person reports

We have some experience of non UK regulators

We have acted as expert witness for some of the areas of specialism noted above

We undertake due diligence exercises in connection with acquisitions and selection of suppliers

We perform gap analyses particularly for non UK suppliers intent upon entering the UK financial services market

We consult on custody services, we do custodian reviews and we audit custody fees

We regularly speak with various Government departments and often get them to express opinions re rules and regulations affecting the products listed on this website. This is often done on a no-names basis